Job Details
Retail bank located in Littleton, MA looking to bring on board a Compliance Legal Analyst/Manager to join their team. This role is currently in a hybrid model (3 days in office).
Responsibilities:
- Monitor and maintain current knowledge of regulatory and legal requirements relating to Credit Union operations, products, and services.
- Assist the VP/Senior Compliance Officer with evaluating, creating processes, programs, and procedures to ensure compliance with all laws and regulations.
- Assist the VP/ Senior Compliance Officer and CRO & General Counsel with reviewing, documenting, monitoring, and drafting any necessary responses to legal matters including but not limited to subpoenas and summonses.
- Assist the CRO & General Counsel and VP/Senior Compliance Officer to review, draft and/or obtain approval on legal documents such as Non-Disclosure Agreements (NDAs), and contracts.
- Assist in the drafting and revising of policies and procedures for Compliance/Risk.
- Interact and collaborate with other business departments to ensure and integrate compliance considerations into products and services development and operations of the Credit Union.
- Assists the VP/Senior Compliance Officer in handling, recording, and responding to complaints which includes any further actions.
- Assist the VP/Senior Compliance Officer in performing ongoing compliance monitoring and the self-testing program of the Credit Union s departments including branch offices to ensure adherence to all applicable federal and state laws impacting the various lines of business.
- Assist the VP/Senior Compliance Officer and collaborates with Learning & Development department with the online compliance training program which includes identification and assignment of the online compliance courses, as well as administration, maintenance, and reporting of the system.
- Assist the VP/Senior Compliance Officer with meeting/committee preparation including any necessary assistance during and after any meetings.