Job Details
Very well-established global investment mangement firm based in the DC area, is seeking a Senior Compliance Professional to work collaboratively with the Chief Compliance Officer and other members of the Legal and Compliance team.
Position Responsibilities:
Effectively managing and executing the day-to-day activities in connection with the compliance program established for the firm's private equity strategies and the management of firmwide conflicts of interest.
Assisting in the management of the Code of Ethics program, including the preparation of quarterly metrics;
Creating and maintaining a comprehensive risk monitoring and testing program
Leading and conducting quarterly compliance testing and drafting the annual Rule 206(4)-7 compliance review;
Interpreting and advising on the implementation of applicable U.S. and foreign regulations;
Advising on the interpretation and management of material non-public information, keeping related records;
Required Qualifications:
Undergraduate degree
7-12 years of relevant compliance experience at an investment management firm or prior regulatory advisory consulting experience;
Demonstrated knowledge of compliance and regulatory issues relevant to an SEC registered investment adviser to private equity funds;
Knowledge of the Investment Advisers Act of 1940 and other relevant regulations;
Strong attention to detail, and excellent verbal and written communication skills